Examples Explanations for Securities Regulation

Examples   Explanations for Securities Regulation Author Alan R. Palmiter
ISBN-10 9781454847328
Year 2014-03-25
Pages 668
Language en
Publisher Wolters Kluwer Law & Business
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A favorite among successful students, and often recommended by professors, the unique Examples & Explanations series gives you extremely clear introductions to concepts followed by realistic examples that mirror those presented in the classroom throughout the semester. Use at the beginning and midway through the semester to deepen your understanding through clear explanations, corresponding hypothetical fact patterns, and analysis. Then use to study for finals by reviewing the hypotheticals as well as the structure and reasoning behind the accompanying analysis. Designed to complement your casebook, the trusted Examples & Explanations titles get right to the point in a conversational, often humorous style that helps you learn the material each step of the way and prepare for the exam at the end of the course. The unique, time-tested Examples & Explanations series is invaluable to teach yourself the subject from the first day of class until your last review before the final. Each guide: helps you learn new material by working through chapters that explain each topic in simple language challenges your understanding with hypotheticals similar to those presented in class provides valuable opportunity to study for the final by reviewing the hypotheticals as well as the structure and reasoning behind the corresponding analysis quickly gets to the point in conversational style laced with humor remains a favorite among law school students is often recommended by professors who encourage the use of study guides works with ALL the major casebooks, suits any class on a given topic provides an alternative perspective to help you understand your casebook and in-class lectures

Securities Regulation

Securities Regulation Author Stephen Jung Choi
ISBN-10 9780735565517
Year 2008
Pages 381
Language en
Publisher Aspen Publishers Online
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Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Securities Regulation

Securities Regulation Author Marc I. Steinberg
ISBN-10 1588520218
Year 2014-12-28
Pages 900
Language en
Publisher Law Journal Press
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This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Securities Regulation in a Nutshell

Securities Regulation in a Nutshell Author Thomas Hazen
ISBN-10 9781634609463
Year 2016-06-24
Pages 449
Language en
Publisher West Academic
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This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

Securities Regulation

Securities Regulation Author Aspen Publishers
ISBN-10 9780735578807
Year 2009-09
Pages 137
Language en
Publisher Aspen Publishers Online
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After your casebook, Casenotes will be your most important reference source for the entire semester. It is the most popular legal briefs series available, with over 140 titles, and is relied on by thousands of students for its expert case summaries, comprehensive analysis of concurrences and dissents, as well as of the majority opinion in the briefs. Casenotes Features: Keyed to specific casebooks by title/author Most current briefs available Redesigned for greater student accessibility Sample brief with element descriptions called out Redesigned chapter opener provides rule of law and page number for each brief Quick Course Outline chart included with major titles Revised glossary in dictionary format

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 0735578052
Year 2009
Pages 1177
Language en
Publisher Aspen Law & Business
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Intellectually satisfying and very teachable, Securities Regulation: Cases and Materials, Sixth Edition uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation. The strengths of this casebook continue to be: a balance of practice and doctrine from leading authorities a highly flexible organizational structure that adapts to a variety of teaching approaches a wealth of interesting problems that present opportunities for students to apply legal concepts and reinforce their understanding smart, straightforward writing style timely supplementation by the authors' own Annual Statutory Supplement and Case Supplement outstanding coverage of the 1933 and 1934 Acts Updated throughout, the revised Sixth Edition offers coverage of: recent cases on pleading securities fraud following the Supreme Court's decision in Tellabs the D.C. Circuit's rebuffs to the SEC in their regulation of broker-dealers, investment advisers, and mutual funds electronic voting and new forms of shareholder communication in proxy regulation full integration of the substantial SEC rule changes that affect resales of securities significant developments in SEC internal procedures related to enforcement actions expanding regulation of the municipal securities markets substantial compliance with Reg. D unincorporated associations as securities Authored by respected leaders who understand the importance of balancing practice and doctrine, this casebook's clear writing and modular chapters that make for an excellent classroom experience. *A Teacher's Manual may be available for this book. Teacher's Manuals are a professional courtesy offered to professors only. for more information or to request a copy, please contact Aspen Publishers at 800-950-5259 or [email protected]

Regulatory Convergence in EU Securities Regulation

Regulatory Convergence in EU Securities Regulation Author Iris H.-Y. Chiu
ISBN-10 9789041126689
Year 2008
Pages 323
Language en
Publisher Kluwer Law International
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Offers a new approach to the legal issues raised by the drive for convergence in securities regulation. The author offers an informed and insightful examination of the implications for regulatory and policy design if regulatory convergence were to be rigorously implemented.

Fundamentals of Securities Regulation

Fundamentals of Securities Regulation Author Louis Loss
ISBN-10 9780735541993
Year 2004
Pages 1602
Language en
Publisher Aspen Publishers Online
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Fundamentals of Securities Regulation gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes' 11-volume, landmark treatise Securities Regulation --consolidated into one comprehensive volume. Distilling the essence of Loss, Seligman, and Paredes' 11-Volume master work, this 1,600-page volume reviews and analyzes the most significant aspects of securities regulation and gives you the quick answers you need...when you need them. Fundamentals of Securities Regulation details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a single volume. Through annual supplementation, you'll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. You will benefit from current coverage of: The SEC's amendments to the executive compensation and related-party disclosure rules The SEC's revised shelf offering process The SEC's amendments to its accelerated filer deadlines for large accelerated filers The SEC's approval of the application of the Nasdaq to become a national securities exchange Comprehensive amendment of the SEC's penny stock rules The SEC's proposed amendments to the tender offer best price Rules 13e-4 and 14d-10 Case developments including Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, Kircher v. Putnam Funds Trust, and Dura Pharmaceuticals v. Broudo And more!

Securities Regulation

Securities Regulation Author David L. Ratner
ISBN-10 0314191151
Year 2008
Pages 1917
Language en
Publisher
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This booklet contains the full text of the basic federal securities laws, the principle Securities and Exchange Commission (SEC) rules and forms under those laws, and other related laws and regulations. It is designed primarily as a supplement to securities regulation texts used in law school courses. However, it can also serve as a basic reference for lawyers, securities professionals, corporate officers, and others who have occasion to deal with questions of securities law. The revised 2008 edition of the Securities Regulation Selected Statutes, Rules, and Forms contains a number of important changes to SEC rules and forms made in December 2007. Those changes include significant revisions to 1933 Act Rules 144 and 145, the elimination of Regulation S-B and special registration and disclosure forms for small business issuers, and revised Regulation S-K and forms to reflect the scaled disclosures now applicable to smaller public companies. The revised 2008 edition of the Securities Regulation Selected Statutes, Rules, and Forms contains a number of important changes to SEC rules and forms made in December 2007. Those changes include significant revisions to 1933 Act Rules 144 and 145, the elimination of Regulation S-B and special registration and disclosure forms for small business issuers, and revised Regulation S-K and forms to reflect the scaled disclosures now applicable to smaller public companies.