Securities Regulation Statutory Supplement

Securities Regulation Statutory Supplement Author Stephen Choi
ISBN-10 163460685X
Year 2016-07-29
Pages 764
Language en
Publisher Foundation Press
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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation

Securities Regulation Author Stephen Jung Choi
ISBN-10 9780735565517
Year 2008
Pages 381
Language en
Publisher Aspen Publishers Online
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Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 0735578052
Year 2009
Pages 1177
Language en
Publisher Aspen Law & Business
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Intellectually satisfying and very teachable, Securities Regulation: Cases and Materials, Sixth Edition uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation. The strengths of this casebook continue to be: a balance of practice and doctrine from leading authorities a highly flexible organizational structure that adapts to a variety of teaching approaches a wealth of interesting problems that present opportunities for students to apply legal concepts and reinforce their understanding smart, straightforward writing style timely supplementation by the authors' own Annual Statutory Supplement and Case Supplement outstanding coverage of the 1933 and 1934 Acts Updated throughout, the revised Sixth Edition offers coverage of: recent cases on pleading securities fraud following the Supreme Court's decision in Tellabs the D.C. Circuit's rebuffs to the SEC in their regulation of broker-dealers, investment advisers, and mutual funds electronic voting and new forms of shareholder communication in proxy regulation full integration of the substantial SEC rule changes that affect resales of securities significant developments in SEC internal procedures related to enforcement actions expanding regulation of the municipal securities markets substantial compliance with Reg. D unincorporated associations as securities Authored by respected leaders who understand the importance of balancing practice and doctrine, this casebook's clear writing and modular chapters that make for an excellent classroom experience. *A Teacher's Manual may be available for this book. Teacher's Manuals are a professional courtesy offered to professors only. for more information or to request a copy, please contact Aspen Publishers at 800-950-5259 or [email protected]

Securities Regulation 2007 Stat Supplement

Securities Regulation 2007 Stat Supplement Author James D. Cox
ISBN-10 0735569363
Year 2007-08-22
Pages 927
Language en
Publisher Aspen Publishers
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Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2007 Edition features: The Securities Exchange Act of 1934: Rules and Forms Rule 14a-16. Internet Availability of Proxy Materials Section 15A(14), the new military sales clause Regulation; S-K, S-X, M, M-A, AC, FD, and G Regulation S-K: Item 308T. Internal Control over Financial Reporting Item 407. Corporate Gove Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control Over Financial Reporting Securities Act of 1933 Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules

Securities Regulation

Securities Regulation Author Alan R. Palmiter
ISBN-10 9780735565357
Year 2008
Pages 584
Language en
Publisher Aspen Publishers Online
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Bringing transparency to a sometimes opaque subject, Alan R. Palmiter uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of federal securities regulation topics. Now in its Fourth Edition, this trusted Examples & Explanations title supplies: coverage of the key concepts of securities regulation, including: public offerings exemptions from registration liability in securities offerings materiality securities fraud, insider trading, SEC enforcement, and cross-border regulation the proven-effective Examples & Explanations pedagogy that combines straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered a building-block organization that explains basic concepts first (such as securities markets, federal/state regulation, disclosure philosophy), then explores these concepts in greater detail examples drawn from newsworthy events, such as: public offerings by Google and Microsoft the roles of lawyers and accountants in Enron insider trading by Martha Stewart fraud litigation involving Parmalat coverage that traces the topics in most of the leading casebooks Updated throughout and with many new examples, the Fourth Edition features: recent Supreme Court rulings: Tellabs v. Makor Issues & Rights Merrill Lynch v. Dabit Dura Pharm. v. Broudo updated new SEC rules, including the public offering rules additional charts and diagrams Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape. An author website to support classroom instruction using this title is available at www.wfu.edu/~palmitar/Books/SRegE&E.

Securities regulation

Securities regulation Author Thomas Lee Hazen
ISBN-10 STANFORD:36105134505457
Year 2008-12-18
Pages 1035
Language en
Publisher West Group
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This abridged version of the text is ideal for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials for most introductory securities regulation classes. The standard edition contains the latest Securities and Exchange Commission rulemaking, including its new executive compensation disclosures, which are not available in many statutory supplements. The text is comprehensive and presented in a readable format, with many user-friendly features, including single- rather than double-column format and an index that makes the material more accessible than in many other statutory supplements.

Understanding Securities Law

Understanding Securities Law Author Marc I. Steinberg
ISBN-10 9781579110338
Year 2009-08-14
Pages 554
Language en
Publisher LexisNexis
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This Understanding treatise follows a logical sequence of analysis of a securities issue. The author begins by defining a "security" and registration exemptions, and then continues through the process for non-exempt transactions. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: • The definition of securities exemptions from registration; • the registration framework and process; • Sarbanes-Oxley Act; • SEC Securities Act Offering Rules; • Resales and reorganizations; • Due diligence; • Liabilities and remedies; • Affirmative disclosure duties; • Insider trading; • SEC enforcement; and • Professional responsibility. The author also includes a glossary of key terms, statutes, rules, regulations and forms and schedules, and comparative charts synopsizing previously discussed materials. The text covers the regulation of public and privately held companies under the Securities Acts, SEC "fraud" concepts, civil liabilities under the securities laws, and state "Blue Sky" laws. It also discusses the Sarbanes-Oxley legislation, SEC public offering rules, SEC regulations on the resale of securities, and recent federal Supreme Court and appellate court decisions.

Corporate Finance

Corporate Finance Author Stephen Lumby
ISBN-10 1861529260
Year 2003
Pages 796
Language en
Publisher Cengage Learning EMEA
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This bestseller offers a complete introduction to financial management and corporate finance modules for a one-year university course. It is a relatively non-mathematical text and its simple explanations of a complex area have made it extremely popular with students. The author’s educational and training expertise is reflected at every stage of the book: worked examples are given after each explanation, followed by a chapter summary, ‘quickie’ questions and more detailed practice questions. The ‘quickie’ questions are all answered at the back of the book and the accompanying teacher’s manual contains answers to all the remaining questions.

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 9781454882459
Year 2017-07
Pages 1118
Language en
Publisher Wolters Kluwer Law & Business
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Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 0735557705
Year 2007-05-23
Pages 127
Language en
Publisher Aspen Publishers
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Securities Regulation, 2007 Case Supplement covers: The Ninth Circuit's embrace of scheme liability in Simpson v. AOL Time Warner, Inc. Supreme Court's expansive reading of SLUSA in Dabit The SEC's guidelines for entity fines tested against an interesting new problem to illustrate its application The SEC's new disclosures for executive compensation Judicial developments respecting the scope of private relief for rescission under Exchange Act section 29(b) Brown decision limiting the scope of the mail and wire fraud statutes AFSCME v. AIG

Insider Trading Law and Policy

Insider Trading Law and Policy Author Stephen M. Bainbridge
ISBN-10 1609304306
Year 2014-01-31
Pages 246
Language en
Publisher Foundation Press
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This compact text is for use in law school classes on insider trading, securities regulation, or business associations. It offers a clear and direct exposition of the law and policy concerns raised by this important and high-profile area of the law. The author provides sufficient detail for a complete understanding of the subject without getting bogged down in minutiae. Faculty interested in teaching a short course on insider trading or making insider trading a major part of a course in securities or corporate law will find the text highly teachable, while student staking such a course using other materials will find it a useful study aid.

The Law of Securities Regulation 6th Hornbook Series

The Law of Securities Regulation  6th  Hornbook Series Author Thomas Hazen
ISBN-10 9781628104035
Year 2009-06-30
Pages 900
Language en
Publisher West Academic
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Revised to reflect the Securities and Exchange Commission's (SEC) offering reform and recent Supreme Court developments, this Hornbook now is completely up-to-date. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act, and the Investment Advisers Act.