Federal Securities Laws 2017

Federal Securities Laws 2017 Author John Coffee, Jr.
ISBN-10 1683286839
Year 2017-02-17
Pages 2275
Language en
Publisher Foundation Press

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The authors also added coverage of Regulation A+ and Regulation Crowdfunding Rules. The revised edition contains changes to securities laws from the FAST Act, including a new resale exemption in section 4(a)(7) and changes to the rules regarding emerging growth companies. This edition has a cutoff date of October 15th, 2016.

Ohio Annotated Securities Law Handbook 2017 Edition

Ohio Annotated Securities Law Handbook  2017 Edition Author Howard M. Friedman
ISBN-10 9781522134930
Year 2017-04-21
Language en
Publisher LexisNexis

The undisputed authoritative source on Ohio's blue sky laws, Ohio Annotated Securities Law Handbook combines the formal requirements and more informal aspects of Ohio securities practice, explaining all aspects of Ohio blue sky practice, from routine registration, exemption, and liability questions to more complex issues involving Ohio's merit requirements. Supplemented annually, it also covers specialized topics, such as Ohio broker-dealer licensing, tender offers, and enforcement issues. Containing materials previously difficult or impossible to obtain, this set provides the full text and discussion of substantial primary source material, including: • Relevant Ohio statutes and rules • Ohio Division of Securities Statements of Policy • Selected federal laws and regulations • Complete official forms • NASAA guidelines and interpretations The handbook volume is a complete source for all relevant Ohio and federal statutes and rules important to the practice of Ohio securities law including selections from Page's Ohio Revised Code Annotated, Legislative Service Commission Bill analyses, Ohio Division of Securities regulations, Ohio Department of Insurance regulations and federal securities laws and regulations.

Securities Regulation Selected Statutes Rules and Forms 2017

Securities Regulation  Selected Statutes  Rules and Forms 2017 Author Thomas Hazen
ISBN-10 1634607600
Year 2016-11-21
Pages 1939
Language en
Publisher West Academic Publishing

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.

Wiley FINRA Series 63 Exam Review 2017

Wiley FINRA Series 63 Exam Review 2017 Author Wiley
ISBN-10 9781119379843
Year 2017-03-06
Pages 216
Language en
Publisher John Wiley & Sons

The go-to guide to acing the Series 63 Exam! Passing The Uniform Securities State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6, 7 or 62 exams to conduct securities business within the state. Created by the experts at The Securities Institute of America, Inc., Wiley Series 63 Exam Review 2017 arms you with everything you need to pass this challenging 60-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 63 Exam Review 2017 is your ticket to passing the Series 63 test on the first try—with flying colors! Visit www.efficientlearning.com/finra for more information. The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include: Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.

Wiley CIAexcel Exam Review 2017 Part 3

Wiley CIAexcel Exam Review 2017  Part 3 Author S. Rao Vallabhaneni
ISBN-10 9781119439219
Year 2017-07-17
Pages 1104
Language en
Publisher John Wiley & Sons

Master internal audit knowledge elements for the CIA exam "Wiley CIAexcel Exam Review 2015: Part 3, Internal Audit Knowledge Elements" is a comprehensive yet approachable reference that prepares you for the third part of the Certified Internal Auditor (CIA) examination. Brimming with essential concepts and practice test questions, this test prep resource is the most comprehensive of its kind on the market. With each page you will explore key subject areas, including business processes, financial accounting and finance, managerial accounting, regulatory, legal, and economics, and information technology. All of these subject areas are expertly tied to the topic of internal audit knowledge elements, and all ideas--both fundamental and complex--are presented in an easy-to-read yet thorough manner. Holding the designation of CIA will take your career to the next level, as passing the CIA exam speaks volumes about your professional skills and expertise. Leveraging the right study materials when preparing for the CIA exam is critical, as the topics that may be covered on the test are many in number. This resource presents these topics from a student's perspective, providing the details you need to master challenging concepts and practices. Access comprehensive preparation materials for the third part of the CIA exam Explore essential internal audit knowledge elements, including key concepts and practices Answer hundreds of practice test questions to gauge your progress and focus your study sessions Improve your proficiency, understanding, and awareness of key concepts tested by the CIA examination "Wiley CIAexcel Exam Review 2015: Part 3, Internal Audit Knowledge Elements" is an invaluable resource for internal auditors, chief audit executives, audit managers, and staff members who are pursuing the CIA designation.

Loring and Rounds A Trustee s Handbook 2017 Edition IL

Loring and Rounds  A Trustee s Handbook  2017 Edition  IL Author Rounds
ISBN-10 9781454871583
Year 2016-12-19
Pages 1896
Language en
Publisher Wolters Kluwer Law & Business

Loring and Rounds: A Trustee's Handbook--well over 1,550 pages-- is regarded not only as authoritative but also as the most convenient, reliable, and complete single-volume source for trust doctrine. Get in-depth information on how to stay on top of the developments in this complex field of practice. The Handbook carries on the tradition of concise, practical, and up-to-date guidance for trustees, a tradition that began in 1898 with the First Edition. This classic trust reference distills the essence of trust law, illuminating the fundamental principles and answering the basic questions. Loring and Rounds: A Trustee's Handbook, 2017 Edition is up to date and includes eleven chapters of important information, such as chapters on: The Property Requirement The Trustee's Office Interests Remaining with the Settlor The Beneficiary The Trustee's Duties The Trustee's Liabilities Miscellaneous Topics of General Interest to the Trustee Special Types of Trusts The Income Taxation of Trusts Tax Basis/Cost of Trust Property

The Lawyer s Almanac 2017 IL

The Lawyer s Almanac 2017  IL Author Wolters Kluwer Staff
ISBN-10 9781454871286
Year 2016-12-07
Pages 1240
Language en
Publisher Wolters Kluwer Law & Business

The Lawyer's Almanac provides vital facts and figures on the courts, government, law schools, lawyers, and their work and organizations. Complete and up-to-date, it is the standard reference guide on the American legal scene and is useful for attorneys, law librarians, judges, law students, journalists, and anyone who needs quick access to information on the legal profession. The Lawyer's Almanac reflects the size and density of the legal profession. It includes a detailed listing of the nation's 700 largest law firms, along with their contact information, data on law firm finances, and detailed statistical analysis of corporate attorney compensation.

Lawyer s Desk Book 2017 Edition IL

Lawyer s Desk Book  2017 Edition  IL Author Shilling
ISBN-10 9781454872085
Year 2016-12-15
Pages 1530
Language en
Publisher Wolters Kluwer Law & Business

Lawyer s Desk Book is an extraordinary guide that you can t afford to be without. Used by over 150,000 attorneys and legal professionals, this must-have reference supplies you with instant, authoritative legal answers, without exorbitant research fees. Packed with current, critical information, Lawyer s Desk Book includes: Practical guidance on virtually any legal matter you might encounter: real estate transactions, trusts, divorce law, securities, mergers and acquisitions, computer law, tax planning, credit and collections, employer-employee relations, personal injury, and more - over 75 key legal areas in all! Quick answers to your legal questions, without having to search stacks of material, or wade through pages of verbiage. Key citations of crucial court cases, rulings, references, code sections, and more. More than 1500 pages of concise, practical, insightful information. No fluff, no filler. Just the facts you need to know. The Lawyer's Desk Book, 2017Edition incorporates recent court decisions, legislation, and administrative rulings. Federal statutes and revised sentencing guides covered in this edition reflect a growing interest in preventing terrorism, punishing terror-related crimes, and promoting greater uniformity of sentencing. There is also new material on intellectual property law, on legislation stemming from corporate scandals, such as the Sarbanes- Oxley Act, and on legislation to cut individual and corporate tax rates, such as the Jobs and Growth Tax Relief Reconciliation Act. Chapters are in sections on areas including business planning and litigation, contract and property law, and law office issues. "

Wiley Study Guide for 2017 CIMA Exam

Wiley Study Guide for 2017 CIMA Exam Author Wiley
ISBN-10 9781119427643
Year 2017-08-14
Pages 400
Language en
Publisher John Wiley & Sons

The Wiley Study Guides for the Level II CFA exam are proven to help candidates understand, retain, and master the CFA Program Curriculum, complete with color-coded Study Guides and coverage of every Learning Outcome Statement on the exam. With over 1,200 pages of distilled knowledge from our staff of CFA charterholders and instructors, these books are a highly effective and proven study aid filled with exam tips, fundamental concepts, and in-depth examples. Our authors have used their years of personal teaching experience with students from a variety of backgrounds to develop study guides that improve the study experience of CFA Level II candidates and include practical and helpful tips and test-taking advice though-out the text. The color-coding feature, which makes it easier for you to follow cases and examples that make references to graphs and sets of financial statements. Most subjects, especially Economics, Portfolio Management and Fixed Income use plenty of figures and diagrams to illustrate important concepts. Our study guides include all those figures and additional commentary to make the material easily understandable. "Just wanted to let you know I am VERY happy with the notes. Much more clear than other providers " - Brian, USA. "The Study Guides were more clearly and thoroughly (and yet somehow more concisely ) written than the competitors.." - Vanessa, Spain. "Your study guides, lectures and practice questions are really helping me grasp these difficult concepts better. Thanks " - Amy, USA. "No doubt, your videos coupled with the study notes is the best 1-2 punch in the CFA third party prep industry." - Jackie, Bahamas. "Wiley's prep material was a huge part of my success on the exam... Thank you so much for all of the support you have provided. I truly believe in the Wiley products, and will be recommending them to students for years to come." - Lindsey G, USA "Looked at the economics module you sent me, the notes at University do not even come close, and its probably true for a lot of people, including those who have already completed an honors degree or MBA at some of the top universities around the world." - Geoffrey, South Africa

Wiley CPAexcel Exam Review April 2017 Study Guide

Wiley CPAexcel Exam Review April 2017 Study Guide Author Wiley
ISBN-10 9781119369431
Year 2017-01-17
Pages 744
Language en
Publisher John Wiley & Sons

The Wiley CPAexcel Study Guide: Regulation arms CPA test-takers with detailed text and skill-building problems to help identify, focus on, and master the specific topics that may need additional reinforcement to pass the REG section of the CPA Exam. This essential study guide: Covers the complete AICPA content blueprint in REG Explains every topic tested with 727 pages of study text, 436 multiple-choice questions, and 55 task-based simulations in REG Organized in Bite-Sized Lesson format with 109 lessons in REG Maps perfectly to the Wiley CPAexcel online course; may be used to complement the course or as a stand-alone study tool

Start Up Emerging Companies

Start Up   Emerging Companies Author Richard D. Harroch
ISBN-10 1588520315
Year 2015-05-28
Pages 1500
Language en
Publisher Law Journal Press

Start-Up & Emerging Companies: Planning, Financing & Operating the Successful Business brings you the legal and business savvy of leading experts, investment banking and venture capital firms."